Edward E. Truax

HORST & GRABEN WEALTH MANAGEMENT

PORTLAND, OR 97223

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CRD#: 1964666

Professional summary

Edward Eugene Truax is a registered financial advisor currently at HORST & GRABEN WEALTH MANAGEMENT, LLC located in Portland, Oregon.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Edward has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.TRUAX CONSULTING- FIXED LIFE & LONG TERM CARE INSURANCE SALES WITH SOME SMALL AMOUNT OF GROUP HEALTH INSURANCE. ED IS THE PRESIDENT OF TRUAX CONSULTING AND HAS BEEN SINCE 2006. ED SPENDS 160 HOURS PER MONTH ON THIS ACTIVITY AND 6 HOURS PER DAY DURING TRADING HOURS. TRUAX CONSULTING IS LOCATED AT 3 CENTERPOINTE DR SUITE 410, LAKE OSWEGO, OR 97035. 2. Affiliate Expert Position: Affiliate Expert with the Bates Group LLC Investment-related Date: 09/2020 ADDRESS: 5005 Meadows Rd, Lake Oswego, OR 97035 DESCRIPTION:provides expert assistance on a variety of insurance-related matters

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Eugene Truax's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2019 - Present

HORST & GRABEN WEALTH MANAGEMENT, LLC

Office #1: 6600 Sw 92nd Ave Suite 210, Portland, OR 97223

RIA

CRD#: 297368

PORTLAND, OR

Past

April 10, 2001 - December 19, 2019

OSAIC WEALTH, INC.

CRD#: 23131

LAKE OSWEGO, OR

Past

September 22, 1989 - April 10, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

July 10, 1989 - September 23, 1989

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORST & GRABEN WEALTH MANAGEMENT, LLC

CRD#: 297368 / SEC#: 801-113498

RIA

Registered Investment Advisory firm - (6/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(12/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/6/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HORST & GRABEN WEALTH MANAGEMENT, LLC

CRD#: 297368 / SEC#: 801-113498

RIA

Registered Investment Advisory firm - (6/27/2018 Approved)

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Contact information

Main Address

6600 Sw 92nd Ave Suite 210, Portland, OR 97223

Mailing Address

Phone number

(503) 342-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORST & GRABEN WEALTH MANAGEMENT, LLC - ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,207
AUM (Assets Under Management)	$ 796,540,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward E. Truax

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Eugene Truax's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORST & GRABEN WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

SENTRA SECURITIES CORPORATION

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

HORST & GRABEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1989

SIE

Date: 10/1/2018

Series 6

Date: 7/6/1989

Current Firm

HORST & GRABEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORST & GRABEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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