TG
Thomas S. Gooden
CORNERSTONE WEALTH MANAGEMENT
ST. PETERS, MO 63376
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CRD#: 1964527
TG
Professional summary
Thomas Shaw Gooden, AIF® is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in St. Peters, Missouri and LPL FINANCIAL LLC located in Des Peres, Missouri.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/23/2012 - CORNERSTONE WEALTH MANAGEMENT, DES PERES, MO 2. 11/09/2012: CORNERSTONE WEALTH MANAGEMENT LLC / REGISTERED INVESTMENT ADVISOR / TIME SPENT 60%/ DES PERES, MO 3. 04/07/2022 - Pickett Group, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/02/2022- 1 Hours Per Month/0 Hours During Securities Trading. 4. 05/05/2022 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/13/2022 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 11/2012. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 100%
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Shaw Gooden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 19, 2012 - Present
CORNERSTONE WEALTH MANAGEMENT, LLC
Office #1: 7417 Mexico Rd Suite 104, St. Peters, MO 63376RIA
CRD#: 164666
ST. PETERS, MO
Current
May 23, 2012 - Present
LPL FINANCIAL LLC
Office #1: 13358 Manchester Rd Ste 200, Des Peres, MO 63131RIA
BD
CRD#: 6413
DES PERES, MO
Past
March 2, 1993 - May 25, 2012
EDWARD JONES
BD
CRD#: 250
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/6/2017)
RR
Alaska(4/6/2017)
RR
Arizona(4/6/2017)
RR
Arkansas(4/6/2017)
RR
California(1/6/2016)
RR
Colorado(12/18/2015)
RR
Connecticut(4/6/2017)
RR
Delaware(4/6/2017)
RR
District of Columbia(4/6/2017)
RR
Florida(4/6/2017)
RR
Georgia(1/6/2016)
RR
Hawaii(4/6/2017)
RR
Idaho(4/6/2017)
RR
Illinois(4/6/2017)
RR
Indiana(4/6/2017)
RR
Iowa(4/6/2017)
RR
Kansas(4/6/2017)
RR
Kentucky(4/6/2017)
RR
Louisiana(4/6/2017)
RR
Maine(7/2/2025)
RR
Maryland(9/13/2012)
RR
Massachusetts(4/6/2017)
RR
Michigan(4/6/2017)
RR
Minnesota(4/6/2017)
RR
Mississippi(4/6/2017)
RR
Missouri(5/23/2012)
IAR
Missouri(10/19/2012)
RR
Montana(4/6/2017)
RR
Nebraska(4/6/2017)
RR
Nevada(4/6/2017)
RR
New Hampshire(4/6/2017)
RR
New Jersey(4/6/2017)
RR
New Mexico(4/6/2017)
RR
New York(4/6/2017)
RR
North Carolina(12/21/2015)
RR
North Dakota(4/6/2017)
RR
Ohio(4/6/2017)
RR
Oklahoma(5/15/2015)
RR
Oregon(4/6/2017)
RR
Pennsylvania(4/6/2017)
RR
Puerto Rico(3/6/2024)
RR
Rhode Island(4/6/2017)
RR
South Carolina(4/6/2017)
RR
South Dakota(4/6/2017)
RR
Tennessee(4/6/2017)
RR
Texas(12/18/2015)
RR
Utah(1/23/2019)
RR
Vermont(2/24/2023)
RR
Virgin Islands(4/6/2017)
RR
Virginia(4/6/2017)
RR
Washington(4/6/2017)
RR
West Virginia(4/6/2017)
RR
Wisconsin(4/6/2017)
RR
Wyoming(1/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 4/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
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Contact information
Main Address
7417 Mexico Road Suite 104, St. Peters, MO 63376
Mailing Address
Phone number
(636) 397-6200
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,813 |
| AUM (Assets Under Management) | $ 4,082,513,557 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD#: 164666St. Peters, MO 63376TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
