Craig Allen Johnson | Financial Professional | Minnetonka, Minnesota

Professional summary

Craig Allen Johnson is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Minnetonka, Minnesota and CABOT LODGE SECURITIES LLC located in Minnetonka, Minnesota.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Craig has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SB Advisory, LLC, formerly known as IFS Advisory, LLC, Investment Related, Atlanta, GA, RIA, Investment Advisor, 2/2016,approxiately 60 hours per month, approximately 25% or 2+ hours per day during trading hours, reviewing portfolios, meet with clients, adjust portfolios after client discussions, learning of more competitive investments, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Allen Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2023 - Present

CL WEALTH MANAGEMENT LLC

Office #1: 12800 Whitewater Drive Suite 100, Minnetonka, MN 55343

RIA

CRD#: 134922

Minnetonka, MN

Current

September 23, 2019 - Present

CABOT LODGE SECURITIES LLC

Office #1: 12800 Whitewater Drive, Suite 100, Minnetonka, MN 55343

BD

CRD#: 159712

Minnetonka, MN

Past

January 13, 2021 - January 4, 2023

SB ADVISORY, LLC

RIA

CRD#: 154680

Minnetonka, MN

Past

March 2, 2016 - December 31, 2020

SB ADVISORY, LLC

RIA

CRD#: 154680

ATLANTA, GA

Past

July 24, 2012 - September 28, 2019

IFS SECURITIES

BD

CRD#: 40375

Minnetonka, MN

Past

September 8, 2009 - August 3, 2012

LPL FINANCIAL LLC

BD

CRD#: 6413

PLYMOUTH, MN

Past

March 31, 1999 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD

CRD#: 4806

PLYMOUTH, MN

Past

February 4, 1997 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD

CRD#: 6359

IRVINE, CA

Past

August 17, 1995 - February 5, 1997

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

March 27, 1990 - August 17, 1995

AAM SECURITIES, INC.

BD

CRD#: 15383

Past

September 18, 1989 - March 19, 1990

FIDELITY EQUITY SERVICES CORPORATION

BD

CRD#: 17455

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW

CL WEALTH MANAGEMENT LLC

CRD#: 134922 / SEC#: 801-72701

RIA

Registered Investment Advisory firm - (10/4/2011 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2009 Terminated)

Colorado

Registered Investment Advisory firm - (11/4/2011 Terminated)

Connecticut

Registered Investment Advisory firm - (1/13/2012 Terminated)

Florida

Registered Investment Advisory firm - (10/6/2011 Terminated)

Georgia

Registered Investment Advisory firm - (10/12/2011 Terminated)

Illinois

Registered Investment Advisory firm - (10/4/2011 Terminated)

Iowa

Registered Investment Advisory firm - (10/6/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/19/2011 Terminated)

New Jersey

Registered Investment Advisory firm - (10/21/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (12/31/2009 Terminated)

Virginia

Registered Investment Advisory firm - (10/17/2011 Terminated)

West Virginia

Registered Investment Advisory firm - (10/6/2011 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/6/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(10/4/2019)

RR

Colorado
(11/26/2024)

IAR

Colorado
(11/26/2024)

RR

Florida
(5/8/2024)

IAR

Florida
(5/8/2024)

RR

Illinois
(11/7/2019)

RR

Iowa
(9/23/2019)

RR

Minnesota
(9/30/2019)

IAR

Minnesota
(1/5/2023)

RR

Mississippi
(10/25/2024)

RR

Nebraska
(11/5/2019)

RR

Ohio
(9/8/2020)

RR

Wisconsin
(9/30/2019)

IAR

Wisconsin
(2/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 9/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/24/1996

General Securities Representative Examination

General Industry/Product Exam

RR

Series 22

Date: 4/18/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 9/15/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

CW

CL WEALTH MANAGEMENT LLC

CRD#: 134922 / SEC#: 801-72701

RIA

Registered Investment Advisory firm - (10/4/2011 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2009 Terminated)

Colorado

Registered Investment Advisory firm - (11/4/2011 Terminated)

Connecticut

Registered Investment Advisory firm - (1/13/2012 Terminated)

Florida

Registered Investment Advisory firm - (10/6/2011 Terminated)

Georgia

Registered Investment Advisory firm - (10/12/2011 Terminated)

Illinois

Registered Investment Advisory firm - (10/4/2011 Terminated)

Iowa

Registered Investment Advisory firm - (10/6/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/19/2011 Terminated)

New Jersey

Registered Investment Advisory firm - (10/21/2011 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (12/31/2009 Terminated)

Virginia

Registered Investment Advisory firm - (10/17/2011 Terminated)

West Virginia

Registered Investment Advisory firm - (10/6/2011 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/6/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173

Mailing Address

Phone number

(212) 388-6200

Established

Firm type

Fiscal year end

# of Employees

42

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2-25-25 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	2,073
AUM (Assets Under Management)	$ 628,729,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Allen Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

SB ADVISORY, LLC

SB ADVISORY, LLC

IFS SECURITIES

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

FSC SECURITIES CORPORATION

AAM SECURITIES, INC.

FIDELITY EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

CL WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2016

Series 63

Date: 9/15/1989

SIE

Date: 10/1/2018

Series 7

Date: 12/24/1996

Series 22

Date: 4/18/1990

Series 6

Date: 9/15/1989

FINRA

Current Firm

CL WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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