Len K. Furman
Professional summary
Len Kenneth Furman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Len is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Len had worked at 4 firms, which includes ASSIST INVESTMENT MANAGEMENT COMPANY INC., LOCUST STREET SECURITIES INC., MCC SECURITIES INC., SECURITIES AMERICA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1997 - November 14, 1997
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
January 18, 1996 - July 11, 1997
LOCUST STREET SECURITIES, INC.
September 16, 1994 - December 19, 1995
MCC SECURITIES, INC.
April 24, 1992 - September 21, 1994
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 5/2/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
CRD#: 34902 / SEC#: , 8-46447
Contact information
Documents
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