William A. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William A Morgan, who also goes by Bill A Morgan, William A Morgan N/a, William Addison Morgan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2016 - April 18, 2018
TRUIST ADVISORY SERVICES, INC.
August 19, 2013 - April 18, 2018
TRUIST INVESTMENT SERVICES, INC.
May 29, 2007 - April 11, 2013
CITIGROUP GLOBAL MARKETS INC.
November 4, 1997 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 19, 1995 - May 19, 1997
ALLFIRST BROKERAGE CORPORATION
August 27, 1991 - December 31, 1992
AMERICAN CAPITAL CORPORATION
August 20, 1990 - July 17, 1991
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 1990 - July 17, 1991
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
