Timothy D. Walworth

MARKOWSKI INVESTMENTS

PINCKNEY, MI

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CRD#: 1963994

Professional summary

Timothy Dean Walworth is a registered financial advisor currently at MARKOWSKI INVESTMENTS located in Pinckney, Michigan.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Timothy has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; NON-INVESTMENT RELATED; 5 TO 10 HOURS SPENT WEEKLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Dean Walworth's CRS (Customer Relationship Summary).

August 31, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

August 31, 1989 - May 4, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKOWSKI INVESTMENTS

CRD#: 141883 / SEC#: 801-67238

RIA

Registered Investment Advisory firm - (2/13/2007 Approved)

California

Registered Investment Advisory firm - (3/19/2007 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/29/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARKOWSKI INVESTMENTS

CRD#: 141883 / SEC#: 801-67238

RIA

Registered Investment Advisory firm - (2/13/2007 Approved)

California

Registered Investment Advisory firm - (3/19/2007 Cancelled)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(813) 831-5168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARKOWSKI INVESTMENTS ADV BROCHURE 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,433
AUM (Assets Under Management)	$ 410,207,663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy D. Walworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Dean Walworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

TDW FINANCIAL STRATEGIES

TRUTH OF INVESTING LLC

CAITLIN JOHN, LLC

UNITED ADVISORS AMERICA

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MARKOWSKI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2008

Series 63

Date: 7/10/1989

Series 6

Date: 8/29/1989

Current Firm

MARKOWSKI INVESTMENTS

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKOWSKI INVESTMENTS

TRUST BUT VERIFY

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