Tyrone S. Mitchell

TS. MITCHELL FINANCIAL.

Columbia, SC

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CRD#: 1963973

Professional summary

Tyrone Swain Mitchell is a registered financial advisor currently at TS. MITCHELL FINANCIAL, LLC. located in Columbia, South Carolina.

Tyrone is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Tyrone has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TS MITCHELL FINANCIAL, LLC, DBA NAME FOR INVESTMENT SERVICES, INV REL, SAME AS REGISTERED ADDRESS, START 06/01/94, 40+HR/WK DURING TRADING TS MITCHELL FINANCIAL, LLC, DBA NAME FOR TAX PREPARATION SERVICES, NON-INV REL, SAME AS REGISTERED ADDRESS, 06/01/94, VARIABLE DURING TAX FILING SEASON

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyrone Swain Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2014 - Present

TS. MITCHELL FINANCIAL, LLC.

RIA

CRD#: 170431

Columbia, SC

Past

May 22, 2008 - December 3, 2014

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

COLUMBIA, SC

Past

May 5, 2008 - December 3, 2014

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

COLUMBIA, SC

Past

May 29, 1990 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 29, 1990 - March 6, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

HEMPSTEAD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/30/2021)

IAR

South Carolina
(11/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/3/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/27/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TS. MITCHELL FINANCIAL, LLC.

CRD#: 170431 / SEC#:

New York

Registered Investment Advisory firm - (5/12/2015 Approved)

South Carolina

Registered Investment Advisory firm - (11/13/2014 Approved)

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Contact information

Main Address

Columbia, SC

Mailing Address

Po Box 291653, Columbia, SC 29229-0028

Phone number

(803) 348-4483

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 3,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Tyrone S. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyrone Swain Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TS. MITCHELL FINANCIAL, LLC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 63

Date: 9/5/1989

SIE

Date: 12/3/2014

Series 6

Date: 4/27/1990

Current Firm

TS. MITCHELL FINANCIAL, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TS. MITCHELL FINANCIAL, LLC.

TRUST BUT VERIFY

Contact information

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