MD
Michael K. Depasquale
M HOLDINGS SECURITIES
Madison, NJ 07940
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CRD#: 1963682
MD
Professional summary
Michael Kenneth Depasquale, AIF®, who also goes by Mikey D Depasquale, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Madison, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mikey D Depasquale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) National Social Security Partners, LLC; 266 Main Street, Madison, NJ 07940; 7/1/2019; Advisor; Not Investment Related; 1 hour/month, 1 hour/month during business hours; No Compensation. (2) Niatross Properties, LLC; 266 Main Street, Madison, NJ 07940; 5/16/2017; Partner; Real estate holding company; Not Investment Related; 1 hour/month, 1 hour/month during business hours; Ownership. (3) Madison & Main Advisors, LLC; 266 Main Street, Madison, NJ 07940; 07/01/2019; President; Insurance and investment advising & sales; Investment Related; 200 hours/month; 200 hours/month during business hours; Commissions. (4) Ash Brokerage, fka Zenith Marketing Group; 303 West Main Street, Suite 200, Freehold, NJ 07728; 01/28/2021; Agent; Term to permanent conversions, fixed life, annuity & disability business if not available via M Product lineup; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. (5) Madison Brokerage; 266 Main Street, Madison, NJ 07940; 07/02/2019; Agent; Brokerage Insurance and annuities; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. (6) Clarity 2 Prosperity; 30400 Detroit Road, #201, Westlake, OH 44145; 07/01/2019; Agent; Fixed insurance and annuities; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. (7) NJ DI & LTC Brokers; 1 Bethany Road, Suite 32, Hazlet, NJ 07730; 07/01/2019; Agent; DI & LTC insurance sales; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. (8) BenefitMall; 354 Eisenhower Parkway, Suite 2850, Livingston, NJ 07039; 07/01/2019; Agent; Advise on Group health and individual medical plans; Investment Related; 3 hours/month; 3 hours/month during business hours; Commissions. (9) HUB International; 180 River Road, 2nd Floor, Summit, NJ 07901; 10/01/2019; Agent; Individual and group health insurance sales; Investment Related; 3 hours/month; 3 hours/month during business hours; Commissions. (10) North American Life Insurance Co; 8300 Mills Civic Parkway, West Des Moines IN 50266; Insurance Sales; Investment Related; Insurance Agent; Insurance Sales; 10/17/2023; 1 hour per month; 1 hour per month during trading hours. (11) Pear Financial Group, LLC; 99 Lisa Drive, Chatham, NJ 07928; LLC ownership; Investment related; President and CEO; LLC saving name for future use; 03/31/2023; 0 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kenneth Depasquale's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Kenneth Depasquale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 29, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 266 Main Street, Madison, NJ 07940RIA
BD
CRD#: 43285
Madison, NJ
Current
October 29, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 266 Main Street, Madison, NJ 07940RIA
BD
CRD#: 43285
Madison, NJ
Past
August 1, 2008 - November 1, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
CRANFORD, NJ
Past
August 1, 2008 - November 1, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
CRANFORD, NJ
Past
July 6, 2001 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
CRANFORD, NJ
Past
August 19, 1991 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
CRANFORD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/24/2016)
RR
Colorado(1/2/2018)
RR
Connecticut(3/27/2025)
IAR
Connecticut(3/28/2025)
RR
Florida(9/3/2015)
IAR
Florida(2/1/2023)
RR
Illinois(11/3/2014)
RR
Maryland(10/29/2010)
RR
Massachusetts(6/1/2023)
RR
New Jersey(10/29/2010)
IAR
New Jersey(10/29/2010)
RR
New York(10/29/2010)
IAR
New York(10/5/2024)
RR
North Carolina(12/1/2016)
IAR
North Carolina(2/1/2023)
RR
Ohio(5/18/2021)
RR
Pennsylvania(10/29/2010)
IAR
Rhode Island(2/7/2025)
RR
South Carolina(1/16/2020)
IAR
South Carolina(7/21/2023)
RR
Texas(10/1/2019)
RR
Virginia(8/1/2023)
IAR
Virginia(8/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
