Joel C. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Christopher Hansen, who also goes by Joel C Hansen, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1991. Joel had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - June 11, 2019
ORION PORTFOLIO SOLUTIONS, LLC
April 12, 2018 - September 13, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 29, 2016 - September 1, 2016
D.A. DAVIDSON & CO.
July 25, 2016 - September 1, 2016
D.A. DAVIDSON & CO.
May 22, 2014 - July 28, 2016
SMITH HAYES ADVISERS INC
May 22, 2014 - July 25, 2016
SMITH HAYES FINANCIAL SERVICES CORPORATION
November 30, 2006 - June 1, 2012
SMITH HAYES ADVISERS INC
November 27, 2006 - June 1, 2012
SMITH HAYES FINANCIAL SERVICES CORPORATION
April 22, 2006 - May 9, 2006
TD AMERITRADE, INC.
September 1, 2005 - May 9, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 6, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
January 2, 2002 - April 24, 2003
TD AMERITRADE CLEARING, INC.
March 17, 2000 - December 31, 2001
ACCUTRADE INC.
February 8, 1991 - May 18, 1999
ACCUTRADE INC.
Primary Firm SEC Registration
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 107975 / SEC#: 801-57265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203,878 |
| AUM (Assets Under Management) | $ 57,658,151,186 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 10/21/2024 | ||
| 01/17/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
