Kenneth J. Attermann
Professional summary
Kenneth Jay Attermann, CFP®, who also goes by Kenneth J Attermann, Kenneth Jay Attermann, is a registered financial advisor currently at ATTERMANN FINANCIAL PLANNING LLC located in Mount Dora, Florida.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kenneth has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Jay Attermann's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2023 - Present
ATTERMANN FINANCIAL PLANNING LLC
April 30, 2019 - February 19, 2023
EDWARD JONES
April 29, 2019 - February 19, 2023
EDWARD JONES
April 26, 2012 - March 15, 2019
CHARLES SCHWAB & CO., INC.
February 9, 2012 - April 27, 2012
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 23, 2012
CHARLES SCHWAB & CO., INC.
April 9, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
April 29, 2004 - March 15, 2019
CHARLES SCHWAB & CO., INC.
September 17, 1997 - January 6, 2003
CHARLES SCHWAB & CO., INC.
August 12, 1997 - September 4, 1997
MORGAN STANLEY DEAN WITTER ONLINE INC.
September 24, 1996 - February 7, 1997
MESIROW FINANCIAL, INC.
January 29, 1996 - September 11, 1996
JWGENESIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/25/2023)
Exams
Series 8
Date: 4/1/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ATTERMANN FINANCIAL PLANNING LLC
CRD#: 325794 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 3,893,290 |
Red Flags
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