Pamela L. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Lyn Campbell, who also goes by Pamela Lyn Mulhern, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1991. Pamela had worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2023 - August 27, 2024
FBL WEALTH MANAGEMENT, LLC
July 27, 2023 - August 27, 2024
FBL MARKETING SERVICES, LLC
September 23, 2009 - June 23, 2023
DMKC ADVISORY SERVICES, LLC
May 14, 2001 - June 23, 2023
D.M. KELLY & COMPANY
September 13, 1991 - June 4, 2001
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 7/27/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/30/2001
Limited Representative-Equity Trader ExamCurrent Firm
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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