Shawn M. Paulk
Professional summary
Shawn Michael Paulk is a registered financial professional currently at ARKADIOS CAPITAL located in Atlanta, Georgia.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 1995. Shawn has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn Michael Paulk's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2025 - Present
ARKADIOS CAPITAL
Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305July 29, 2015 - December 31, 2022
FORESIDE FUND SERVICES, LLC
January 2, 2013 - August 3, 2015
IMST DISTRIBUTORS, LLC
October 4, 2010 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
August 21, 2009 - June 1, 2010
XTON FINANCIAL LLC
March 30, 2009 - August 20, 2009
LONGVIEW FINANCIAL GROUP, INC
March 8, 2007 - December 31, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 19, 2001 - August 20, 2008
TEACHERS PERSONAL INVESTORS SERVICES, INC.
May 20, 1999 - October 17, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 21, 1995 - June 12, 1998
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
