Shawn S. Alaniz

GREENWOOD GEARHART

FAYETTEVILLE, AR 72701-4278

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CRD#: 1963482

Professional summary

Shawn Scott Alaniz, CFA, who also goes by Scott Alaniz, is a registered financial advisor currently at GREENWOOD GEARHART, LLC located in Fayetteville, Arkansas.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Shawn has worked at 6 firms and has passed the Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Alaniz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Scott Alaniz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 10, 2024 - Present

GREENWOOD GEARHART, LLC

Office #1: 26 E Center St, Fayetteville, AR 72701-4278

RIA

CRD#: 110379

FAYETTEVILLE, AR

Past

August 29, 2007 - September 30, 2024

BOSTON MOUNTAIN MONEY MANAGEMENT, INC.

RIA

CRD#: 143649

BENTONVILLE, AR

Past

July 5, 2006 - April 2, 2008

GREENWOOD GEARHART, LLC

RIA

CRD#: 110379

FAYETTEVILLE, AR

Past

May 19, 2006 - June 14, 2006

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532

DALLAS, TX

Past

May 9, 2006 - May 19, 2006

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

March 24, 2004 - March 7, 2006

SANDLER, O'NEILL & PARTNERS, L.P.

CRD#: 23328

ATLANTA, GA

Past

February 5, 2003 - March 26, 2004

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

April 28, 1994 - February 12, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWOOD GEARHART, LLC

GREENWOOD & ASSOCIATES INC | M.A. GREENWOOD & ASSOCIATES INC | GREENWOOD GEARHART, LLC | GREENWOOD GEARHART INC.

CRD#: 110379 / SEC#: 801-17703

RIA

Registered Investment Advisory firm - (9/30/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/10/2024)

IAR

Texas
(10/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 9/8/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 4/8/1994

General Securities Representative Examination

Current Firm

GREENWOOD GEARHART, LLC

GREENWOOD & ASSOCIATES INC | M.A. GREENWOOD & ASSOCIATES INC | GREENWOOD GEARHART, LLC | GREENWOOD GEARHART INC.

CRD#: 110379 / SEC#: 801-17703

RIA

Registered Investment Advisory firm - (9/30/1982 Approved)

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Contact information

Main Address

26 E Center St, Fayetteville, AR 72701-4278

Mailing Address

Post Office Box 4278, Fayetteville, AR 72702-4278

Phone number

(479) 521-5353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENWOOD GEARHART FIRM BROCHURE (12/10/2025)

Regulatory assets under management

Total Number of Accounts	2,873
AUM (Assets Under Management)	$ 1,637,149,230

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/27/2024	Cover Page	Report
10/30/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn S. Alaniz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Scott Alaniz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON MOUNTAIN MONEY MANAGEMENT, INC.

GREENWOOD GEARHART, LLC

SAMCO CAPITAL MARKETS, INC.

PENSON FINANCIAL SERVICES, INC.

SANDLER, O'NEILL & PARTNERS, L.P.

PENSON FINANCIAL SERVICES, INC.

STEPHENS

Primary Firm SEC Registration

GREENWOOD GEARHART, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/1996

Series 87

Date: 9/8/2004

Series 7

Date: 4/8/1994

Current Firm

GREENWOOD GEARHART, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GREENWOOD GEARHART, LLC

TRUST BUT VERIFY

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