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SD

Sean Deson

CLEARCREEK SECURITIES
Salt Lake City, UT 84111
Some features on this profile are disabled
CRD#: 1963451
SD

Professional summary

Sean Deson is a registered financial professional currently at CLEARCREEK SECURITIES, LLC located in Salt Lake City, Utah.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1990. Sean has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Deson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2020 - Present

CLEARCREEK SECURITIES, LLC

Office #1: 175 East 400 South, Suite 450, Salt Lake City, UT 84111
BD
CRD#: 169774
Salt Lake City, UT
Past

May 7, 2020 - August 31, 2020

DALMORE GROUP LLC

BD
CRD#: 136352
Las Vegas, NV
Past

June 18, 2003 - June 1, 2006

TREELINE MANAGEMENT LLC

RIA
CRD#: 125788
NEW YORK, NY
Past

January 9, 2003 - April 17, 2019

DESON & CO.

BD
CRD#: 122129
LAS VEGAS, NV
Past

September 27, 1990 - August 16, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(8/31/2020)
RR
Utah
(1/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/28/2010
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEARCREEK SECURITIES, LLC
CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: , 8-69393

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Mailing Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Phone number
(303) 383-1100
Established
Colorado since 09/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARCREEK SECURITIES, LLC

CRD#: 169774Salt Lake City, UT 84111

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