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Paul Stuart Bravo

CRD# 1963384·Registered 2006 - 2012
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Stuart Bravo was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2006 - 2012. Paul had worked at 3 firms and has passed the Series 63 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
April 12, 2011 - October 2, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
San Francisco, CA
November 11, 2008 - May 14, 2010
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
April 13, 2006 - September 15, 2008

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Current Firm

CT
COASTAL TRADE SECURITIES, LLC

COASTAL 1 TRADING, LLC | COASTAL TRADE SECURITIES, LLC

CRD#: 148246 / SEC#: 8-67999
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Delaware since 07/07/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CT HOLDINGS GROUP, LLCHOLDING COMPANY—
APOLITO, CHRISTOPHER MMANAGING DIRECTOR2891689
MCGOVERN, MICHAEL ROBERTFINOP2522332
PRESTON, MARC AUIMANAGING DIRECTOR3042037

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2009About the Series 63 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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