Nicholas A Minichello
Professional Summary
Nicholas A Minichello was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1999 - 2005. Nicholas had worked at 1 firm and has passed the Series 63, Series 7, Series 55 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH HAMPTON PARTNERS, L.P.
Contact Information
Established
Delaware since 05/21/1996Firm Type
PartnershipFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKE, ANDREAS RUDOLF | LIMITED PARTNER | 4592268 |
| FB TRUST | LIMITED PARTNER | — |
| GACEK, STEPHEN FRANCIS | LIMITED PARTNER/FINOP/CFO | 2825999 |
| SCHMIDTSCHEUBER, THEODOR H D | LIMITED PARTNER/CCO | 414095 |
| WNHP TRUST | LIMITED PARTNER | — |
| MOUCKA, LYNN KATHERINE | LIMITED PARTNER | 2825994 |
| CUTTER, JEFFREY ALAN | CEO | 1628199 |
| HARRY R. HAUSER ROLLOVER IRA | LIMITED PARTNER | — |
| NORTH HAMPTON PARTNERS CORPORATION | GENERAL PARTNER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Series 62 — Corporate Securities Limited Representative Examination
Passed Aug 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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