Joey V. Oxford

CAPITAL WEALTH PLANNING

Naples, FL 34109

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CRD#: 1963188

Professional summary

Joey Van Oxford, who also goes by Joe Oxford, is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Naples, Florida.

Joey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Joey has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Oxford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joey Van Oxford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2021 - Present

CAPITAL WEALTH PLANNING, LLC

Office #1: 9015 Strada Stell Ct Suite 203, Naples, FL 34109

RIA

CRD#: 150764

Naples, FL

Past

February 22, 2021 - March 12, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BEDFORD, TX

Past

February 19, 2021 - March 1, 2021

CWM, LLC

RIA

CRD#: 155344

Bedford, TX

Past

January 15, 2021 - March 12, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEDFORD, TX

Past

February 11, 2019 - September 3, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WATAUGA, TX

Past

February 6, 2019 - September 3, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WATAUGA, TX

Past

April 27, 2005 - March 28, 2007

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

WESTLAKE, TX

Past

June 30, 2000 - December 2, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

October 26, 1995 - December 1, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

December 12, 1994 - June 15, 1995

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

June 10, 1992 - December 31, 1993

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 23, 1990 - August 24, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 23, 1990 - August 24, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/4/2021)

IAR

Texas
(5/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Current Firm

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

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Contact information

Main Address

9015 Strada Stell Ct Suite 203, Naples, FL 34109

Mailing Address

Phone number

(239) 593-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (2/21/2025)

Regulatory assets under management

Total Number of Accounts	11,690
AUM (Assets Under Management)	$ 11,419,152,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joey V. Oxford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joey Van Oxford's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CWM, LLC

CETERA WEALTH SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FIDELITY PERSONAL TRUST COMPANY, FSB

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

RAUSCHER PIERCE REFSNES, INC.

WOODBURY FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAPITAL WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2000

Series 63

Date: 2/5/1990

SIE

Date: 12/1/2016

Series 7

Date: 1/20/1990

Current Firm

CAPITAL WEALTH PLANNING, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNING, LLC

TRUST BUT VERIFY

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