Joseph Capolino
Professional summary
Joseph Capolino JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Joseph had worked at 8 firms, which includes H G I, R.D. WHITE & CO. INC., PARAGON CAPITAL MARKETS INC., A.J. MICHAELS & CO. LTD., PAULSON INVESTMENT COMPANY LLC, BARRETT DAY SECURITIES INC., VANDERBILT SECURITIES INC., J. T. MORAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1997 - May 27, 1997
H G I
November 12, 1996 - November 19, 1996
R.D. WHITE & CO., INC.
November 11, 1996 - December 13, 1996
PARAGON CAPITAL MARKETS, INC.
March 27, 1992 - June 16, 1992
A.J. MICHAELS & CO., LTD.
December 20, 1990 - March 1, 1991
PAULSON INVESTMENT COMPANY LLC
October 9, 1990 - October 31, 1990
BARRETT DAY SECURITIES, INC.
June 5, 1990 - September 18, 1990
BARRETT DAY SECURITIES, INC.
February 5, 1990 - June 12, 1990
VANDERBILT SECURITIES, INC.
June 20, 1989 - February 13, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
H G I
CRD#: 14079 / SEC#: , 8-30233
Contact information
Documents
Red Flags
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