William T. Corley

CORLEY INVESTMENT MANAGEMENT

FOLSOM, CA 95630

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CRD#: 1963052

Professional summary

William Thomas Corley, CFP® is a registered financial advisor currently at CORLEY INVESTMENT MANAGEMENT located in Folsom, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Corley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 1, 2012 - Present

CORLEY INVESTMENT MANAGEMENT

Office #1: 850 Iron Point Road Suite 204, Folsom, CA 95630

RIA

CRD#: 159719

FOLSOM, CA

Past

January 7, 2010 - February 6, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CITRUS HEIGHTS, CA

Past

January 6, 2010 - February 6, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CITRUS HEIGHTS, CA

Past

October 6, 2009 - December 31, 2009

STONEHURST SECURITIES, INC.

RIA

CRD#: 138218

CITRUS HEIGHTS, CA

Past

October 1, 2009 - January 5, 2010

STONEHURST SECURITIES, INC.

CRD#: 138218

CITRUS HEIGHTS, CA

Past

April 25, 2008 - October 9, 2009

PIM FINANCIAL SERVICES, INC.

RIA

CRD#: 10547

CITRUS HEIGHTS, CA

Past

September 6, 2002 - April 1, 2003

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CITRUS HEIGHTS, CA

Past

March 13, 2002 - October 6, 2009

OSAIC WEALTH, INC.

CRD#: 23131

CITRUS HEIGHTS, CA

Past

May 4, 2001 - March 13, 2002

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

May 24, 1996 - May 9, 2001

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

June 23, 1995 - May 24, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 18, 1989 - June 13, 1995

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Current Firm

CORLEY INVESTMENT MANAGEMENT

CORLEY INVESTMENT MANAGEMENT | WILLIAM CORLEY D/B/A CORLEY INVESTMENT MANAGEMENT | THE CORLEY GROUP | CORLEY, WILLIAM, THOMAS

CRD#: 159719 / SEC#:

California

Registered Investment Advisory firm - (1/31/2012 Approved)

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Contact information

Main Address

850 Iron Point Road Suite 204, Folsom, CA 95630

Mailing Address

Phone number

(916) 248-7958

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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William T. Corley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Corley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STONEHURST SECURITIES, INC.

STONEHURST SECURITIES, INC.

PIM FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

PIM FINANCIAL SERVICES, INC.

PROTECTED INVESTORS OF AMERICA

OSAIC WEALTH, INC.

PENSION PLANNERS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/1998

Series 63

Date: 3/18/1991

Series 7

Date: 7/15/1989

Current Firm

CORLEY INVESTMENT MANAGEMENT

Contact information

Documents

Red Flags

Company Information

CORLEY INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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