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JO

John G. O'shaughnessy

MULTI-BANK SECURITIES
Parsippany, NJ 07054
Some features on this profile are disabled
CRD#: 1963045
JO

Professional summary

John G. O'shaughnessy, who also goes by John Gabriel Oshaughnessy, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Parsippany, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 9 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Gabriel Oshaughnessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John G. O'shaughnessy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2014 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 90 E Halsey Road Suite 106, Parsippany, NJ 07054
BD
CRD#: 22098
Parsippany, NJ
Past

June 1, 2009 - December 3, 2014

MORGAN STANLEY

BD
CRD#: 149777
MORRISTOWN, NJ
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MORRISTOWN, NJ
Past

June 16, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
MORRISTOWN, NJ
Past

March 9, 2002 - June 23, 2005

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 1, 1999 - March 9, 2002

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

May 4, 1994 - September 1, 1999

GIBRALTAR SECURITIES CO.

BD
CRD#: 7093
FLORHAM PARK, NJ
Past

January 21, 1993 - May 3, 1994

HYM FINANCIAL, INC.

BD
CRD#: 16983
CLIFTON, NJ
Past

December 9, 1992 - January 20, 1993

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/17/2022)
RR
District of Columbia
(1/2/2015)
RR
Florida
(1/2/2015)
RR
Georgia
(1/2/2015)
RR
Indiana
(1/2/2015)
RR
Louisiana
(1/2/2015)
RR
Maryland
(2/24/2021)
RR
Missouri
(12/17/2014)
RR
New Jersey
(12/1/2014)
RR
New York
(1/2/2015)
RR
North Carolina
(3/2/2020)
RR
Ohio
(1/2/2015)
RR
Oklahoma
(1/2/2015)
RR
Oregon
(1/2/2015)
RR
Pennsylvania
(1/2/2015)
RR
Texas
(1/2/2015)
RR
Virginia
(12/24/2014)
RR
Wisconsin
(1/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 9/11/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 12/3/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTI-BANK SECURITIES, INC.

CRD#: 22098Parsippany, NJ 07054

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