Andrew S. Gordon
Professional summary
Andrew Stephen Gordon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Andrew had worked at 6 firms, which includes GORDON ANALYTIC, ANDREW GORDON D/B/A GORDON ANALYTIC, OSAIC WEALTH INC., PRINCIPAL SECURITIES INC., HORNOR TOWNSEND & KENT LLC, MONARCH SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2014 - December 31, 2014
GORDON ANALYTIC
July 26, 2012 - December 31, 2012
ANDREW GORDON D/B/A GORDON ANALYTIC
January 26, 2012 - October 3, 2014
OSAIC WEALTH, INC.
January 4, 2012 - October 3, 2014
OSAIC WEALTH, INC.
July 29, 2002 - January 5, 2012
PRINCIPAL SECURITIES, INC.
February 7, 2000 - May 29, 2002
HORNOR, TOWNSEND & KENT, LLC
February 11, 1992 - December 23, 1999
HORNOR, TOWNSEND & KENT, LLC
July 14, 1989 - February 12, 1992
MONARCH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GORDON ANALYTIC
CRD#: 172886 / SEC#:
Contact information
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