John P. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Davis was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - August 13, 2025
STONEHAVEN, LLC
July 7, 2017 - November 27, 2018
EDWARD JONES
March 29, 2017 - November 27, 2018
EDWARD JONES
March 12, 2014 - April 7, 2015
NYLIFE SECURITIES LLC
September 5, 2008 - April 18, 2012
THE BENCHMARK COMPANY, LLC
March 8, 2005 - July 14, 2008
CITIZENS JMP SECURITIES, LLC
August 17, 2004 - February 24, 2005
JONESTRADING
January 30, 2003 - July 27, 2004
FIRST NEW YORK SECURITIES L.L.C.
October 1, 1997 - April 3, 2002
BANC OF AMERICA SECURITIES LLC
February 28, 1991 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
