Robert F. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Fitzgerald Craig, who also goes by Robert Fitzgerald Criag, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 28, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1990 - August 16, 1994
CC&Q INVESTORS DIVERSIFIED, INC.
March 26, 1990 - August 1, 1990
STUART, COLEMAN & CO., INC.
November 28, 1989 - March 27, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 3, 1989 - December 12, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/26/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CC&Q INVESTORS DIVERSIFIED, INC.
CRD#: 26644 / SEC#: , 8-42673
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
