Alan D. Weissman
Professional summary
Alan David Weissman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Alan had worked at 2 firms, which includes A. R. BARON & CO. INC., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1992 - January 26, 1994
A. R. BARON & CO., INC.
September 19, 1989 - June 11, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
A. R. BARON & CO., INC.
CRD#: 29285 / SEC#: , 8-44207
Contact information
Documents
Red Flags
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