Lawrence A. Goldberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alan Goldberg, CFP®, who also goes by Larry Goldberg, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1989. Lawrence had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
August 9, 2012 - July 16, 2019
BRIDGEWORTH WEALTH MANAGEMENT
August 9, 2012 - September 28, 2018
LPL FINANCIAL LLC
April 25, 2000 - August 20, 2012
OSAIC FA, INC.
May 26, 1994 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 26, 1994 - August 20, 2012
OSAIC FA, INC.
September 6, 1989 - October 19, 1992
HOME LIFE INSURANCE COMPANY
September 6, 1989 - May 26, 1994
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEWORTH WEALTH MANAGEMENT
CRD#: 164100 / SEC#: 801-76956
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,489 |
| AUM (Assets Under Management) | $ 2,016,498,230 |
Red Flags
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