Steven D. Rogers
Professional summary
Steven Devreaux Rogers, who also goes by Steven D Rogers, Steven Deureaux Rogers, is a registered financial professional currently at CORECAP INVESTMENTS, LLC located in Southfield, Michigan.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Devreaux Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2014 - Present
CORECAP INVESTMENTS, LLC
Office #1: 27777 Franklin Road Suite 700, Southfield, MI 48034January 10, 2011 - July 15, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
April 17, 2001 - December 31, 2010
HAAS FINANCIAL PRODUCTS, INC.
July 11, 2000 - April 11, 2001
CHARTER ONE SECURITIES, INC.
November 13, 1991 - July 13, 2000
CUNA BROKERAGE SERVICES, INC.
October 12, 1990 - March 5, 1991
IDS LIFE INSURANCE COMPANY
October 12, 1990 - March 5, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
August 2, 1989 - November 1, 1990
CAL FED INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2017)
(3/1/2017)
(1/14/2020)
(8/6/2014)
(3/24/2023)
Exams
FINRA
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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