James F. O'brien
Professional summary
James Francis O'brien Jr., who also goes by James F. O'brien Jr., James Francis O'brien Jr., James Francis Obrien Jr, James Francis Obrien, Jamie Obrien Jr, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis O'brien Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2024 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004June 19, 1998 - March 29, 2024
PROMETHEAN CAPITAL GROUP LLC
March 6, 1992 - February 17, 1994
FLETCHER CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2024)
(3/12/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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