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Hotse Bart Langeraar

CRD# 1961837·Registered 1990 - 2016
Previously Registered: Being a previously registered professional could mean that Hotse is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hotse Bart Langeraar, who also goes by Hotse Langeraar, was a registered financial advisor. Hotse was a previously registered financial professional and started their career in finance 1990 - 2016. Hotse had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hotse Langeraar

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Lauderdale By The Sea, FL
March 8, 2005 - July 5, 2016
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
March 24, 2004 - March 22, 2005
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
June 5, 1998 - April 14, 2004
FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
August 19, 1996 - June 2, 1998
MERIDIAN SECURITIES, INC.·CRD# 16468
BD
August 18, 1994 - August 20, 1996
MARCUS, STOWELL & BEYE, INC.·CRD# 7038
BD
Fort Lauderdale, FL
January 26, 1994 - August 18, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.·CRD# 19184
BD
Fort Lauderdale, FL
January 26, 1994 - August 20, 1994
AMHERST SECURITIES GROUP, L.P.·CRD# 31141
BD
Austin, TX
October 28, 1993 - January 28, 1994
MARCUS, STOWELL & BEYE, INC.·CRD# 7038
BD
Fort Lauderdale, FL
October 4, 1990 - November 23, 1993
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.·CRD# 19184
BD
Fort Lauderdale, FL
March 13, 1990 - November 23, 1993

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Current Firm

VI
VFINANCE INVESTMENTS, INC

FIRST LEVEL CAPITAL, INC. | VFINANCE INVESTMENTS, INC | NEW WAVE SECURITIES, INC.

CRD#: 44962 / SEC#: 8-50898
BD
Terminated by SEC on 05/11/2018

Contact Information

Established

Florida since 01/14/1998

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
VFINANCE INVESTMENTS HOLDINGSSHAREHOLDER—
GROENEVELD, WILLIAM LAWRENCEHEAD TRADER, PRESIDENT, CEO2127534
GROENEVELD, WILLIAM LAWRENCEDIRECTOR2127534
JOHNSON, KAY ALISONCCO1583193
KNOPF, FRED NGENERAL COUNSEL6390806
MULLEN, MICHAEL ANTHONYDIRECTOR1428116
WATSON, NATALIA TOVARFINOP/CFO4782735

Disclosures

Regulatory Event

27

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1990About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1989About the Series 3 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 1992About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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