Curt D. Knotick

ASG INVESTMENT MANAGEMENT

Renfrew, PA 16053

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CRD#: 1961768

Professional summary

Curt David Knotick, who also goes by Curt D. Knotick, Curt Knotick, is a registered financial advisor currently at ASG INVESTMENT MANAGEMENT, LLC located in Renfrew, Pennsylvania.

Curt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Curt has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curt D. Knotick | Curt Knotick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CCK Holdings LLC; Non-investment related; 831 Evans City Rd, Renfrew PA 16053; Property management/holding; Owner and managing member; Start date 01/2016; 0 hours per month not during securities trading hours Advisors Excel; Insurance related; 831 Evans City Rd, Renfrew PA 16053; Marketing Resources, Business training, Insurance and annuities, sales for insurance products; Life Insurance, LTC, Fixed Indexed Annuities and Disability Insurance; Start date 4/2008; 5 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curt David Knotick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2018 - Present

ASG INVESTMENT MANAGEMENT, LLC

Office #1: 831 Evans City Rd, Renfrew, PA 16053

RIA

CRD#: 292445

Renfrew, PA

Past

April 6, 2017 - October 3, 2018

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 143008

SARVER, PA

Past

August 26, 2011 - October 11, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

BUTLER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASG INVESTMENT MANAGEMENT, LLC

ACCURATE SOLUTIONS GROUP, LLC | ASG INVESTMENT MANAGEMENT, LLC

CRD#: 292445 / SEC#: 801-119668

RIA

Registered Investment Advisory firm - (10/22/2020 Approved)

Florida

Registered Investment Advisory firm - (11/20/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2011

Uniform Investment Adviser Law Examination

Current Firm

ASG INVESTMENT MANAGEMENT, LLC

ACCURATE SOLUTIONS GROUP, LLC | ASG INVESTMENT MANAGEMENT, LLC

CRD#: 292445 / SEC#: 801-119668

RIA

Registered Investment Advisory firm - (10/22/2020 Approved)

Florida

Registered Investment Advisory firm - (11/20/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2018 Terminated)

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Contact information

Main Address

831 Evans City Rd, Renfrew, PA 16053

Mailing Address

Phone number

(724) 287-4071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - MARCH 2025 (3/6/2025)

Regulatory assets under management

Total Number of Accounts	1,992
AUM (Assets Under Management)	$ 234,818,792

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Curt D. Knotick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curt David Knotick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASG INVESTMENT MANAGEMENT, LLC

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

ASG INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2011

Current Firm

ASG INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASG INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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