Dennis C. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Carter Green was a registered financial advisor .
Dennis is a previously registered financial advisor and started their career in finance in 1989. Dennis had worked at 8 firms and has passed the Series 65, Series 63, Series 6, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - December 31, 2012
INSTITUTE FOR WEALTH ADVISORS, INC.
December 10, 2010 - January 30, 2012
AVALON INVESTMENT & SECURITIES GROUP, INC.
June 21, 2004 - November 21, 2008
WORLD EQUITY GROUP, INC.
April 12, 2002 - July 10, 2002
WORLD GROUP SECURITIES, INC.
July 23, 1997 - April 12, 2002
WMA SECURITIES, INC.
October 21, 1993 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.
April 13, 1992 - August 11, 1993
NORTH AMERICAN FINANCIAL GROUP, INC.
June 20, 1989 - April 3, 1992
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSTITUTE FOR WEALTH ADVISORS, INC.
CRD#: 149347 / SEC#: 801-69925
Contact information
Red Flags
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