Michael A. Ricci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Ricci JR, CFP®, who also goes by Michael Anthony Jr Ricci, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2014 - November 30, 2016
VECTOR WEALTH MANAGEMENT, LLC
January 19, 1996 - March 13, 1997
SECURITIES AMERICA, INC.
May 14, 1993 - January 16, 1996
CETERA INVESTMENT SERVICES LLC
March 23, 1990 - April 16, 1990
OPPENHEIMER & CO. INC.
March 20, 1990 - May 18, 1993
JM DISSOLUTION, INC.
June 20, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
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Exams
Current Firm
VECTOR WEALTH MANAGEMENT, LLC
CRD#: 106090 / SEC#: 801-51685
Contact information
Red Flags
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