Gabrielle-ann C. Breard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabrielle-ann Castaneda Breard, who also goes by Gabrielle Castaneda Breard, Gabrielle Ann Castaneda, Gabriella Ann Castanedabreard, was a registered financial professional .
Gabrielle-ann is a previously registered financial professional and started their career in finance in 1989. Gabrielle-ann had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2008 - January 6, 2017
FINANCIAL WEST GROUP
June 2, 2008 - October 29, 2008
MORGAN PEABODY, INC.
January 9, 2006 - July 17, 2007
BROOKSTREET SECURITIES CORPORATION
January 10, 2000 - December 31, 2005
PAULSON INVESTMENT COMPANY LLC
November 14, 1998 - December 2, 1999
CAL FED INVESTMENTS
March 28, 1995 - November 14, 1998
GLENFED BROKERAGE SERVICES
June 20, 1989 - March 16, 1995
GENE MORGAN FINANCIAL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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