TM

Ted A. Molnar

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CRD#: 1961573
TM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ted Anthony Molnar, who also goes by Ted Molnar, Theodore Anthony Molnar, was a registered financial professional .

Ted is a previously registered financial professional and started their career in finance in 1990. Ted had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ted Molnar | Theodore Anthony Molnar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 25, 1997 - March 12, 1998

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

February 9, 1996 - April 24, 1997

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

November 16, 1993 - January 16, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

October 26, 1993 - January 16, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 4, 1992 - October 27, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 11, 1991 - February 28, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 11, 1990 - April 12, 1991

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


R&
RODMAN & RENSHAW INC.
RODMAN & RENSHAW INC.

CRD#: 724 / SEC#: , 8-15366

BD
Cancelled by SEC on 09/22/1998
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/04/1969
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RODMAN & RENSHAW INC.

CRD#: 724

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