Eric P. Holtry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Paul Holtry was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1989. Eric had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2017 - September 5, 2017
SCOTTRADE INVESTMENT MANAGEMENT
August 23, 2016 - September 5, 2017
SCOTTRADE, INC.
December 1, 2006 - January 27, 2016
TD AMERITRADE, INC.
December 1, 2006 - January 27, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 4, 2006 - January 27, 2016
TD AMERITRADE, INC.
June 24, 2005 - September 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1989 - June 23, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 1989 - June 23, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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