Graydon B. Minton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graydon Blair Minton, who also goes by Blair Minton, Graydon Bliar Minton, was a registered financial professional .
Graydon is a previously registered financial professional and started their career in finance in 1989. Graydon had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2019 - December 9, 2020
LINDEN THOMAS ADVISORY SERVICES, LLC
May 15, 2019 - December 9, 2020
LINDEN THOMAS AND COMPANY SECURITIES, LLC
April 29, 2016 - May 16, 2019
KESTRA ADVISORY SERVICES, LLC
April 29, 2016 - April 9, 2019
KESTRA INVESTMENT SERVICES, LLC
September 19, 2014 - January 28, 2015
INVESTMENT PROFESSIONALS, INC.
September 19, 2014 - January 28, 2015
INVESTMENT PROFESSIONALS, INC.
March 24, 2014 - September 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 19, 2014 - September 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 23, 2011 - February 3, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 1, 2011 - February 3, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 4, 2011 - March 21, 2011
NEW ENGLAND SECURITIES
November 18, 2009 - March 21, 2011
NEW ENGLAND SECURITIES
June 17, 1994 - May 10, 1995
NATIONSSECURITIES
March 8, 1993 - January 20, 1994
FIRST UNION BROKERAGE SERVICES, INC.
November 27, 1990 - January 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1989 - August 16, 1990
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
LINDEN THOMAS ADVISORY SERVICES, LLC
CRD#: 288557 / SEC#: 801-110683
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINDEN THOMAS ADVISORY SERVICES, LLC
CRD#: 288557 / SEC#: 801-110683
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 1,633,842,616 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
