Christopher R. Groeneveld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ronald John Groeneveld, who also goes by Christopher Rj Groeneveld, Christopher Groeneveld, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2006 - February 4, 2025
FISHER INVESTMENTS
October 20, 2004 - June 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - June 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 3, 2004 - October 20, 2004
QUICK & REILLY, INC.
May 3, 2004 - October 20, 2004
QUICK & REILLY, INC.
July 18, 2000 - May 3, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 18, 2000 - May 3, 2004
WELLS FARGO CLEARING SERVICES, LLC
September 25, 1995 - July 31, 2000
MORGAN STANLEY DW INC.
May 17, 1994 - September 20, 1995
BA INVESTMENT SERVICES, INC.
October 1, 1991 - December 22, 1993
CITICORP INVESTMENT SERVICES
August 18, 1989 - September 13, 1991
MORGAN STANLEY DW INC.
June 20, 1989 - September 1, 1989
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
