Harry C. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Chase Stone II was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1989. Harry had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - March 1, 2018
BMA SECURITIES, LLC
September 13, 2017 - October 19, 2017
VCS VENTURE SECURITIES
February 26, 2015 - August 10, 2017
FREEDOM INVESTORS CORP.
July 13, 2010 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
September 29, 2009 - June 17, 2010
SCOTTSDALE CAPITAL ADVISORS CORP
October 12, 2007 - December 18, 2008
THOMAS ANTHONY & ASSOCIATES , INC.
March 15, 2004 - September 25, 2007
PARK FINANCIAL GROUP, INC.
July 5, 1989 - July 25, 1989
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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