Mark A. Pitre

CALIFORNIA FINANCIAL ADVISORS

SAN RAMON, CA 94583

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CRD#: 1961152

Professional summary

Mark Anthony Pitre, CFP® is a registered financial advisor currently at CALIFORNIA FINANCIAL ADVISORS located in San Ramon, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MARK PITRE INDEPENDENT CONTRACTOR; SAN RAMON, CA; INSURANCE SALES; INVESTMENT RELATED; AGENT; START DATE 12/01/1998; 1 HOUR/MONTH; 0 HOURS DURING TRADING HOURS; INSURANCE SALES AND SERVICING OF EXISTING INSURANCE CONTRACTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Pitre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

March 9, 1998 - Present

CALIFORNIA FINANCIAL ADVISORS

Office #1: 2303 Camino Ramon Suite 250, San Ramon, CA 94583

RIA

CRD#: 110152

SAN RAMON, CA

Past

August 14, 2014 - November 30, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

San Ramon, CA

Past

June 19, 1998 - August 8, 2014

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAMON, CA

Past

August 22, 1989 - July 14, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 22, 1989 - July 14, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALIFORNIA FINANCIAL ADVISORS

CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC

CRD#: 110152 / SEC#: 801-55273

RIA

Registered Investment Advisory firm - (2/18/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/1998)

IAR

Texas
(10/27/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/16/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CALIFORNIA FINANCIAL ADVISORS

CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC

CRD#: 110152 / SEC#: 801-55273

RIA

Registered Investment Advisory firm - (2/18/1998 Approved)

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Contact information

Main Address

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583

Mailing Address

Phone number

(925) 275-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFA PART 2A -2024 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	3,335
AUM (Assets Under Management)	$ 2,001,685,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Mark A. Pitre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Pitre's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOOTHILL SECURITIES, INC.

FINANCIAL TELESIS INC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

CALIFORNIA FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/1994

Series 63

Date: 3/14/1991

SIE

Date: 11/30/2016

Series 7

Date: 8/19/1989

Series 26

Date: 6/16/2005

Current Firm

CALIFORNIA FINANCIAL ADVISORS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALIFORNIA FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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