Reuben R. Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reuben Robert Goldman, who also goes by Rob Goldman, was a registered financial advisor .
Reuben is a previously registered financial advisor and started their career in finance in 1989. Reuben had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2003 - January 31, 2006
BANNEKER CAPITAL MANAGEMENT CORP.
October 3, 2000 - August 1, 2002
PIPER SANDLER & CO.
May 15, 2000 - March 30, 2001
U.S. BANCORP INVESTMENTS, INC.
June 7, 1995 - October 14, 1999
JOSEPHTHAL & CO., INC.
October 16, 1991 - June 1, 1995
CHESAPEAKE SECURITIES RESEARCH CORPORATION
July 5, 1989 - October 4, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/3/1989
Corporate Securities Limited Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
