Craig B. Summers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Barton Summers was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1989. Craig had worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2023 - December 23, 2024
ALPINE SECURITIES CORPORATION
February 2, 2023 - November 20, 2023
SCOTTSDALE CAPITAL ADVISORS CORP
April 27, 2021 - February 3, 2023
J.H. DARBIE & CO., INC.
January 28, 2011 - April 7, 2020
SCOTTSDALE CAPITAL ADVISORS CORP
June 17, 2009 - May 13, 2010
WEDBUSH SECURITIES INC.
October 24, 2000 - March 10, 2008
PEACOCK, HISLOP, STALEY & GIVEN, INC.
July 29, 1999 - October 24, 2000
PARADISE VALLEY SECURITIES, INC.
May 30, 1995 - June 11, 1999
GAINEY FINANCIAL SERVICES, INC.
August 30, 1994 - June 1, 1995
SMITH, BENTON & HUGHES, INC.
July 7, 1993 - August 26, 1994
REGENCY CAPITAL GROUP, INC.
February 24, 1993 - May 24, 1993
SECURITIES RESOURCE GROUP, LTD.
August 13, 1992 - December 8, 1992
PAULSON INVESTMENT COMPANY LLC
March 14, 1991 - July 23, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
July 18, 1989 - March 14, 1991
PARADISE VALLEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
