Michelle C. Cherrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Claudia Cherrick was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1994. Michelle had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2013 - December 10, 2013
KEMA PARTNERS LLC
May 20, 2010 - April 15, 2011
DEMETER ADVISORY GROUP, LLC
October 5, 2009 - May 10, 2010
KEMA PARTNERS LLC
April 6, 2006 - July 30, 2009
THOMAS WEISEL PARTNERS LLC
June 14, 2005 - March 22, 2006
WELLS FARGO SECURITIES, LLC
June 17, 2002 - June 10, 2005
COWEN AND COMPANY
March 13, 2000 - June 11, 2002
ROBERTSON STEPHENS, INC.
February 2, 1999 - February 24, 2000
THOMAS WEISEL PARTNERS LLC
June 29, 1998 - January 21, 1999
BANC OF AMERICA SECURITIES LLC
September 12, 1994 - June 4, 1996
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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