Victoria C. Piccirillo
Professional summary
Victoria Carol Piccirillo, who also goes by VIctoria Carol Pacillo, is a registered financial professional currently at B. RILEY WEALTH MANAGEMENT located in New York, New York.
Victoria is registered as a RR (Registered Representative) and started their career in finance in 1989. Victoria has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victoria Carol Piccirillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2012 - Present
B. RILEY WEALTH MANAGEMENT
Office #1: 299 Park Avenue 21st Floor, New York, NY 10171November 13, 2008 - December 31, 2012
SANDERS MORRIS LLC
April 7, 2000 - October 2, 2008
J.P. MORGAN SECURITIES LLC
August 30, 1995 - October 18, 1999
NOMURA SECURITIES INTERNATIONAL, INC.
May 6, 1992 - April 8, 1993
ROTHSCHILD & CO US INC.
May 4, 1990 - April 14, 1992
BMO CAPITAL MARKETS CORP.
August 3, 1989 - November 27, 1989
MLB INVESTMENTS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2025)
(9/18/2020)
(6/1/2018)
(3/26/2018)
(2/23/2017)
(6/1/2018)
(6/4/2025)
(6/1/2018)
(7/10/2014)
(6/1/2018)
(6/1/2018)
(1/15/2015)
(12/14/2012)
(7/10/2014)
(11/18/2021)
(6/1/2018)
(6/1/2018)
(3/27/2018)
(4/4/2018)
(7/15/2014)
Exams
FINRA
Current Firm
B. RILEY WEALTH MANAGEMENT
CRD#: 2543 / SEC#: 801-67275, 8-31206
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DIRECT OWNER | |
| BONNEMA, STEPHEN JOSEPH | CHIEF ADMINISTRATIVE OFFICER | 2229865 |
| MULLEN, MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | 1428116 |
| ORTEGA, DANIEL | CHIEF COMPLIANCE OFFICER | 3095215 |
| SWAIN, MARY ANN NELL | CHIEF FINANCIAL OFFICER | 6484916 |
| ZANONE, PHILIP RICHARD JR | CHIEF OPERATING OFFICER | 2135221 |
Regulatory assets under management
| Total Number of Accounts | 9,621 |
| AUM (Assets Under Management) | $ 4,118,839,755 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
