James C. Vertich
UHLER VERTICH WHITE ADVISORS | Financial Planner
Fort Myers, FL 33919-1068
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CRD#: 1960620
Professional summary
James Corey Vertich, CFP®, who also goes by Corey Vertich, is a registered financial advisor currently at UHLER VERTICH WHITE ADVISORS located in Fort Myers, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Fort Myers, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. James has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Financial planning
Philanthropic services
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Corey Vertich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Southwest Florida Symphony Endowment Foundation Address: 9311 College Pkwy, Fort Myers, FL, 33919, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 12/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As President, I will set the agenda and preside over all meetings. A vote to approve distributions. Additionally, I am a member of the investment committee that decides on how the funds are to be invested. I do not have any authority on the account for trading or distributions. (2)Name of Business: Uhler Vertich White Advisors, LLC Address: 1510 Royal Palm Sq Blvd, Fort Myers, FL, 33919-1068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner
CRS (Client Relationship Summary) - RIA
Click below to view James Corey Vertich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
March 2, 2007 - Present
UHLER VERTICH WHITE ADVISORS
Office #1: 1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068RIA
CRD#: 130716
Fort Myers, FL
Current
July 28, 1993 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1510 Royal Palm Sq. Blvd. Suite 103, Fort Myers, FL 33919BD
CRD#: 6694
Fort Myers, FL
Past
July 28, 1993 - March 16, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
FORT MYERS, FL
Past
October 29, 1990 - July 21, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 29, 1990 - July 21, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
June 28, 1989 - September 7, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
June 28, 1989 - September 7, 1990
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Arizona(1/4/2011)
RR
Arkansas(4/20/2023)
RR
California(5/18/2016)
RR
Colorado(6/12/2014)
RR
Connecticut(6/14/2011)
RR
Florida(7/28/1993)
IAR
Florida(3/2/2007)
RR
Georgia(9/13/2016)
RR
Illinois(4/20/2023)
RR
Indiana(7/10/2002)
RR
Iowa(4/20/2023)
RR
Kentucky(1/9/2006)
RR
Louisiana(4/20/2023)
RR
Maine(6/22/2022)
RR
Maryland(3/5/1999)
RR
Massachusetts(8/18/2017)
RR
Michigan(5/2/2019)
RR
Minnesota(6/4/2010)
RR
Missouri(4/20/2023)
RR
Montana(7/29/2011)
RR
New Jersey(10/25/2022)
RR
New Mexico(1/3/2019)
RR
New York(6/8/2021)
RR
North Carolina(6/25/1999)
RR
Ohio(2/27/2015)
RR
Oklahoma(4/20/2023)
RR
Pennsylvania(4/19/1999)
RR
South Carolina(2/11/2005)
RR
South Dakota(4/21/2021)
RR
Tennessee(6/16/2021)
RR
Texas(2/13/2013)
IAR
Texas(6/24/2013)
RR
Vermont(4/20/2023)
RR
Virginia(7/19/1999)
RR
Washington(8/12/2008)
RR
Wisconsin(1/9/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
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Contact information
Main Address
1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068
Mailing Address
Phone number
(239) 936-6300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 971 |
| AUM (Assets Under Management) | $ 466,827,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UHLER VERTICH WHITE ADVISORS
Financial PlannerCRD#: 130716Fort Myers, FL 33919-1068TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
