Anthony G. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Glenn Williamson, who also goes by Tony Williamson, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1989. Anthony had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - October 13, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - October 13, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
March 11, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
March 27, 2001 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 3, 1998 - April 7, 2000
IFMG SECURITIES, INC.
September 23, 1996 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
June 1, 1995 - March 5, 2001
SOUTHTRUST SECURITIES, LLC
December 8, 1993 - June 5, 1995
SOUTHTRUST INVESTMENT SERVICES, INC.
January 9, 1990 - September 9, 1993
ROBERT W. BAIRD & CO. INCORPORATED
October 5, 1989 - September 9, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
