Michael R. Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Ackerman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 5 firms and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2002 - June 28, 2013
VFIC SECURITIES, INC.
September 21, 2001 - November 22, 2002
VOYA FINANCIAL PARTNERS, LLC
July 17, 2000 - August 31, 2001
VOYA FINANCIAL PARTNERS, LLC
March 10, 1993 - July 24, 2000
WALNUT STREET SECURITIES, INC.
January 29, 1992 - February 16, 1993
SPELMAN & CO., INC.
July 13, 1989 - October 29, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/9/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
VFIC SECURITIES, INC.
CRD#: 103160 / SEC#: , 8-52158
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGE C. BEYER IRREVOCABLE TRUST FBO COLLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO KATHLEEN BEYER | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO MICHAEL J. MAHER, JR. | TRUST | |
| GEORGE C. BEYER IRREVOCABLE TRUST FBO SEAN MAHER | TRUST | |
| BEYER, KAREN | TRUSTEE | 4604371 |
| MAHER, MICHAEL JOSEPH JR | CHAIRMAN, PRESIDENT, CEO, CCO | 2139398 |
| RACKOVAN, FREDERICK MARTIN | CHIEF OPERATING OFFICER | 2492058 |
Red Flags
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