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PS

Peter S. Starr

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CRD#: 1960152
PS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Steven Starr was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 19, 2014 - December 31, 2016

PETER STARR, INC.

RIA
CRD#: 171763
WILMINGTON, NC
Past

April 1, 2013 - June 19, 2014

ALPHASTAR CAPITAL MANAGEMENT

RIA
CRD#: 157423
WILMINGTON, NC
Past

July 6, 2011 - April 1, 2013

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
WIMINGTON, NC
Past

June 30, 2011 - January 17, 2012

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
HOLBROOK, NY
Past

September 12, 2008 - June 30, 2011

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
WILMINGTON, NC
Past

September 12, 2008 - June 30, 2011

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
WILMINGTON, NC
Past

September 11, 2007 - September 11, 2008

USA FINANCIAL SECURITIES LLC

RIA
CRD#: 103857
WILMINGTON, NC
Past

September 11, 2007 - September 11, 2008

USA FINANCIAL SECURITIES LLC

BD
CRD#: 103857
WILMINGTON, NC
Past

September 4, 2007 - September 12, 2007

INTEGRITY ALLIANCE, LLC.

RIA
CRD#: 139627
URBANDALE, IA
Past

September 4, 2007 - September 12, 2007

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
URBANDALE, IA
Past

March 2, 2006 - September 5, 2007

USA FINANCIAL SECURITIES LLC

RIA
CRD#: 103857
WILMINGTON, NC
Past

March 2, 2006 - September 5, 2007

USA FINANCIAL SECURITIES LLC

BD
CRD#: 103857
WILMINGTON, NC
Past

June 3, 2004 - April 26, 2005

LPL FINANCIAL LLC

RIA
CRD#: 6413
WILMINGTON, NC
Past

June 3, 2004 - April 26, 2005

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

May 28, 2004 - June 14, 2004

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

May 4, 1999 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

RIA
CRD#: 10410
WILMINGTON, NC
Past

April 22, 1999 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

March 25, 1999 - April 19, 1999

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

October 30, 1997 - March 25, 1999

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

September 6, 1994 - October 31, 1997

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
CHICAGO, IL
Past

November 15, 1989 - September 8, 1994

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/20/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PS
PETER STARR, INC.
PETER STARR, INC. | STARR FINANCIAL RESOURCES

CRD#: 171763 / SEC#:

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Contact information


Main Address
Wilmington, NC
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PETER STARR, INC.

CRD#: 171763

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