Gayle H. Buff

BUFF CAPITAL MANAGEMENT

NEWTON, MA

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CRD#: 1960000

Professional summary

Gayle Helene Buff MS, CFP®, who also goes by Gayle H Buff, is a registered financial advisor currently at BUFF CAPITAL MANAGEMENT, LLC located in Newton, Massachusetts.

Gayle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gayle has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gayle H Buff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gayle Helene Buff MS's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

April 14, 1994 - Present

BUFF CAPITAL MANAGEMENT, LLC

RIA

CRD#: 110197

NEWTON, MA

Past

February 2, 2004 - August 23, 2006

MASSACHUSETTS INVESTMENT COUNSELLORS, INC.

RIA

CRD#: 106811

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BUFF CAPITAL MANAGEMENT, LLC

BUFF CAPITAL MANAGEMENT | GAYLE HELENE BUFF | BUFF, GAYLE HELENE | BUFF CAPITAL MANAGEMENT, LLC

CRD#: 110197 / SEC#: 801-57337

RIA

Registered Investment Advisory firm - (5/17/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/17/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Newton, MA

Mailing Address

111 Hyde Street, Newton, MA 02461

Phone number

(617) 641-2377

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 45,669,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gayle H. Buff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gayle Helene Buff MS's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUFF CAPITAL MANAGEMENT, LLC

MASSACHUSETTS INVESTMENT COUNSELLORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

BUFF CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUFF CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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