Matthew J. Scalaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Scalaro was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1989. Matthew had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2023 - December 31, 2025
CARAPACE FINANCIAL ADVISORS LLC
May 18, 2006 - October 28, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 2, 2003 - July 5, 2005
ICE BONDS SECURITIES CORPORATION
January 15, 1999 - July 3, 2003
PREBON FINANCIAL PRODUCTS INC.
November 25, 1996 - January 14, 1998
TULLETT & TOKYO SECURITIES, INC.
September 16, 1991 - October 3, 1995
TRADITION SECURITIES AND DERIVATIVES LLC
October 26, 1990 - February 4, 1991
HAPOALIM SECURITIES USA, INC.
June 20, 1989 - January 9, 1990
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARAPACE FINANCIAL ADVISORS LLC
CRD#: 291404 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 85,887,834 |
Red Flags
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