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KG

Kevin R. Garman

WORTH FINANCIAL GROUP
Weatherford, TX
Some features on this profile are disabled
CRD#: 1959778
KG

Professional summary

Kevin Russell Garman is a registered financial professional currently at WORTH FINANCIAL GROUP INC. located in Weatherford, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1995. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Russell Garman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 14, 2018 - Present

WORTH FINANCIAL GROUP INC.

RIA
BD
CRD#: 13478
Weatherford, TX
Past

July 7, 2017 - December 10, 2018

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
WEATHERFORD, TX
Past

April 13, 2016 - April 18, 2017

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
Westlake, TX
Past

May 27, 2015 - January 11, 2016

OSAIC SERVICES, INC.

BD
CRD#: 133763
DALLAS, TX
Past

April 11, 1995 - March 9, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/11/2023)
RR
Florida
(5/24/2019)
RR
Iowa
(5/20/2024)
RR
Nebraska
(6/27/2024)
RR
Texas
(12/14/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/10/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/27/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WORTH FINANCIAL GROUP INC.
ACCREDITED INVESTORS CO. | WORTH FINANCIAL GROUP INC. | PROMARK SECURITIES, INC. | JOHN DUELL GLASS III | BRADFORD/GLASS & CO. | BRADFORD-GLASS INVESTMENT CORPORATION

CRD#: 13478 / SEC#: , 8-29827

California
Registered Investment Advisory firm - SEC (12/19/2020 Terminated)
Colorado
Registered Investment Advisory firm - SEC (8/15/2023 Approved)
Florida
Registered Investment Advisory firm - SEC (3/11/2010 Approved)
New Mexico
Registered Investment Advisory firm - SEC (10/16/2025 Approved)
New York
Registered Investment Advisory firm - SEC (8/17/2007 Cancelled)
Texas
Registered Investment Advisory firm - SEC (7/9/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612
Mailing Address
16660 Dallas Parkway Suite 2200, Dallas, TX 75248
Phone number
(469) 916-4287
Established
Texas since 05/24/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
11

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GESIN, LISA LEEPRESIDENT/OWNER/CCO4081195

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 2,539,237

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORTH FINANCIAL GROUP INC.

CRD#: 13478Weatherford, TX

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