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DA

Donald T. Arment

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CRD#: 1959756
DA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Troy Arment, CFP®, who also goes by Donald Troy Arent, D Troy Arment, Donald T Arment, Troy Arment, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1989. Donald had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Troy Arent | D Troy Arment | Donald T Arment | Troy Arment

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

March 12, 2014 - November 12, 2024

MOUNTAIN WORKHORSE CAPITAL, LLC

RIA
CRD#: 169812
WICHITA, KS
Past

March 30, 2011 - April 16, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
JUNCTION CITY, KS
Past

June 14, 2010 - April 16, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
JUNCTION CITY, KS
Past

October 1, 2009 - April 9, 2010

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

February 27, 2009 - August 10, 2009

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

March 31, 1992 - August 1, 1994

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
Past

September 12, 1991 - April 10, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

June 20, 1989 - March 18, 1991

EDWARD JONES

BD
CRD#: 250

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2011
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MW
MOUNTAIN WORKHORSE CAPITAL, LLC
MOUNTAIN WORKHORSE CAPITAL, LLC

CRD#: 169812 / SEC#:

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Contact information


Main Address
5179 N Harborside Ct, Wichita, KS 67204
Mailing Address
Phone number
(316) 250-3986
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts17
AUM (Assets Under Management)$ 5,001,236

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOUNTAIN WORKHORSE CAPITAL, LLC

CRD#: 169812

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